Tagged With "SEC"

NEW YORK, Feb. 25, 2020 /PRNewswire/ -- Agio , a leading provider of cybersecurity and managed IT services for the financial services industry, has announced the rollout of its Governance Portal, a new technology platform, powered by Apptega , through which the firm will deliver its SEC Cybersecurity Governance Program . The two-year Program, specifically, is a proactive and methodical approach to cybersecurity under the direction of a virtual CISO. It aligns broker-dealers and registered...

  Document retention is a big issue in the financial industry, with agencies from the Federal Deposit Insurance Corp., the Financial Industry Regulatory Authority and the Securities and Exchange Commission requiring accurate records from the past five or more years  in order to maintain compliance. Implementing document management software is not yet a legal necessity, but that could change during fiscal 2016, as the SEC plans  to bolster oversight by adding 225 staff members.

Sharp Corporation has appointed Doug Albregts as president/CEO of Sharp Electronics Corporation (SEC), its wholly owned subsidiary in charge of the Americas business. Albregts will officially succeed Toshiyuki Osawa, who previously held the position. The move stems from Sharp Corporation's recent alliance with Hon Hai Precision Industry Co. Hon Hai brand Foxxconn acquired Sharp Electronics for $3.8 billion in August, assuming a 66 percent ownership stake. Albregts will also remain president...

NORWALK, Conn.--( BUSINESS WIRE )--The Board of Directors (the “Board”) of Xerox (NYSE:XRX) today issued the following letter to Xerox shareholders, reinforcing its belief in the significant benefits of the Company’s proposed combination with Fuji Xerox: *** Dear Xerox Shareholders, On January 31, 2018, Xerox announced its plans to combine with Fuji Xerox – the joint venture Xerox and Fujifilm established in Asia 56 years ago – to create a global leader in innovative print technologies and...

NEW YORK , May 21, 2019 /PRNewswire/ -- Agio , a leading provider of cybersecurity and managed IT services for the financial services industry, has announced enhancements to its comprehensive SEC cybersecurity mock audit service. The offering, born of Agio's deep experience supporting clients who have undergone extensive audits, provides guidance for registered investment advisers and broker-dealers on the administrative, technical, and physical policies required to safeguard customer...

This info is from 2013?

oh boy, you are right, this came across in my google alerts, did not give it a good read, my bad.

this is what I should have posted: Doug Albregts Sharp Corporation has appointed Doug Albregts as president/CEO of Sharp Electronics Corporation (SEC), its wholly owned subsidiary in charge of the Americas business. Albregts will officially succeed Toshiyuki Osawa, who previously held the position. The move stems from Sharp Corporation's recent alliance with Hon Hai Precision Industry Co. Hon Hai brand Foxxconn acquired Sharp Electronics for $3.8 billion in August, assuming a 66 percent...

Just changed it! Thank you for the heads up on this

Ha! If that's the worst thing you do, then you have nothing to worry about! I appreciate all you do to keep this forum going year after year. I sell Sharp so this is of interest to me. And I can tell you that Doug is a great guy! He is a wise choice. Thanks!

I only read good things about him. Thanks again for being a great P4P'er and keeping me on my toes!

Hacked! SEC says X account was hacked as false post causes bitcoin price swings | Ars Technica .... The Securities and Exchange Commission's X account was hacked yesterday and briefly displayed a post falsely announcing the approval of bitcoin ... SEC chair denies a bitcoin ETF has been approved, says account on X was hacked .....The Securities and Exchange Commissions says a post on X announcing that the agency had approved ETF holding bitcoin was “unauthorized,” and that ... SEC's X page...